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Home»Migrating to England»Making sense of sole duty for little one visas in immigration legislation
Migrating to England

Making sense of sole duty for little one visas in immigration legislation

JennifercastroBy JennifercastroJanuary 31, 2026No Comments21 Mins Read
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Making sense of sole duty for little one visas in immigration legislation
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The “sole duty” immigration take a look at comes into play the place one of many dad and mom of a kid is relocating to the UK and one dad or mum stays overseas. The UK’s immigration guidelines successfully presume {that a} little one ought to stay outdoors the nation with the opposite dad or mum, except the dad or mum shifting to the UK can present they’ve “sole duty” for the kid.

There are additionally three different barely much less well-known routes. The place the kid is making use of from overseas or is already within the UK, there may be the “exclusion undesirable” take a look at. The place the kid is already within the UK, a “usually lives with” take a look at could be utilized.

The place the kid is making use of as a dependant on a route laid out in Appendix Youngsters, there’s a “critical and compelling causes” take a look at that may be met the place the primary applicant doesn’t have sole parental duty for the kid.

So, there are 4 potential routes by which a dad or mum relocating to the UK would possibly acquire a visa for his or her little one or kids the place the opposite dad or mum stays overseas:

1. The kid’s dad or mum who’s in or coming to the UK has had and continues to have sole duty for the kid’s upbringing

OR

2. There are critical and compelling household or different issues which make exclusion of the kid undesirable and appropriate preparations have been made for the kid’s care

OR

3. There are critical and compelling causes to grant the appliance, the place the appliance is as a dependent little one on a route laid out in Appendix Youngsters

OR

4. The kid is already within the UK and usually lives with a dad or mum within the UK and never their different dad or mum.

Unhelpfully, the related immigration guidelines should not all present in the identical place. Youngsters becoming a member of or in search of to stay with a dad or mum or dad and mom who’re settled are assessed below paragraph 297 or 298 of the principles. The place the dad or mum or dad and mom have restricted depart as a associate, dad or mum or particular person with safety standing within the UK, the related paragraphs are E-ECC.1.6 or E-LTRC.1.6 of Appendix FM of the principles.

Appendix Youngsters was launched to the immigration guidelines by Assertion of Modifications HC 1780 with the intention of setting out the widespread necessities for purposes made by kids throughout totally different routes. The place the kid is making use of as a dependant of a dad or mum on a route listed in Appendix Youngsters, the related paragraph is CHI 3.2 of Appendix Youngsters. There’s a comparable rule for settlement in paragraph CHI 4.3.(b).

The place the opposite dad or mum has died and the dad or mum relocating to the UK is the only surviving dad or mum, although, there isn’t a want to fulfill these assessments. The principle focus can be on exhibiting the dad or mum can present enough help and lodging for the kid. The kid should even be below 18, not married or in a civil partnership, not have fashioned an unbiased household unit and never be dwelling an unbiased life. However these points not often come up in follow.

It’s the place there’s a dwelling dad or mum dwelling overseas that issues most steadily come up. Even the place that dad or mum isn’t caring for the kid, and maybe even has no contact with the kid or is manifestly unsuitable, the dad or mum coming to or already within the UK should nonetheless present they meet the only duty or exclusion undesirable assessments. For instance, if one other relative or buddy or different particular person is taking care of the kid, that may and does trigger issues to come up as a result of the dad or mum can wrestle to show sole duty.

On this publish we discover each these assessments and in addition contemplate how far one of the best pursuits of a kid would possibly affect whether or not a visa is issued.

Sole duty

There are two important sources to which we are able to flip for steering on what “sole duty” means in follow: the House Workplace and the courts.

What does the House Workplace say about sole duty?

The primary supply of steering is the House Workplace itself. Their view is clearly essential as a result of it is going to be House Workplace officers who resolve an utility. Any particular person making a visa utility for a kid will clearly need it to succeed. Helpfully, the House Workplace publishes the steering that it circulates to its personal officers, so we are able to see what directions they’re given on find out how to contemplate visa purposes.

The related steering doc is known as Household Coverage: Household life (as a associate or dad or mum) and distinctive circumstances. It’s a must to scroll right down to web page 40 to begin studying the related sections.

The primary level to make is that sole duty isn’t the identical as authorized “custody” or management. Sole duty is extra in regards to the substance of who is definitely accountable, total, for the upbringing of a kid.

Additionally, sole duty isn’t about everyday care and duty. The place the dad or mum is relocating to the UK and has truly had everyday care, this can be useful. However the place the dad or mum has been dwelling aside from the kid for a while, another person will clearly have needed to take care of the kid’s wants. This doesn’t imply that the sponsoring dad or mum can not present sole duty.

The brief story, based on the House Workplace, is that

Sole parental duty implies that one dad or mum has abdicated or deserted parental duty, and the remaining dad or mum is exercising sole management in setting and offering the day-to-day course for the kid’s welfare.

The steering goes on particularly to say

the place each dad and mom are concerned within the little one’s upbringing, it is going to be uncommon for one dad or mum to determine sole parental duty.

The place the opposite dad or mum has nearly any stage of involvement within the little one’s upbringing, it will make it onerous to inconceivable to determine the dad or mum coming to the UK has sole duty. For instance, if the kid lives or stays with the opposite dad or mum or the opposite dad or mum makes a daily monetary contribution then it will be very troublesome to supply sole duty.

The House Workplace steering goes on to set out an inventory of different elements that officers will take note of. This contains whether or not

  • choices in regards to the upbringing of the kid are made below the “sole course” of the sponsoring dad or mum
  • the sponsoring dad or mum has unique duty for choices in regards to the little one’s schooling, well being and medical remedy, faith, residence, holidays and recreation
  • important and even unique monetary help is related however not determinative

The House Workplace recognises that it’s unrealistic for a kid to have had contact with no different grownup than the sponsoring dad or mum. What actually issues is exhibiting that the sponsoring dad or mum has “persevering with sole management and course of the kid’s upbringing, together with making all of the vital choices within the little one’s life.”

One closing level. Sole duty could be current or long-standing. For instance, typically a dad or mum will depart a baby with their very own dad or mum — the kid’s grandparent — for a time whereas the dad or mum establishes themselves in a brand new nation. This form of association can elevate questions on the House Workplace about whether or not the dad or mum has retained sole duty. But when the care preparations begin to break down, typically steadily because the little one grows older or typically instantly owing to the carer’s ill-health, then the dad or mum would possibly quickly resume sole duty.

What do immigration judges say about sole duty?

The second supply to which we are able to flip for steering is the tribunal and the courts. Crucial case is getting a bit previous now however it’s nonetheless adopted and it closely influenced the present model of the House Workplace steering. The which means of “sole duty” was explored in a case referred to as TD (Paragraph 297(i)(e): “sole duty”) Yemen [2006] UKAIT 00049. Though it’s now a little bit lengthy within the tooth, it stays good legislation:

The take a look at is, not whether or not anybody else has day-to-day duty, however whether or not the dad or mum has persevering with management and course of the kid’s upbringing together with making all of the vital choices within the little one’s life – if not, duty is shared and so not “sole”.

The tribunal set out an inventory of issues to be taken into consideration by decision-makers this query. They need to be learn rigorously by anybody making an utility the place this is likely to be a difficulty:

  1. Who has “duty” for a kid’s upbringing and whether or not that duty is “sole” is a factual matter to be determined upon all of the proof. 
  2. The time period “duty” within the immigration guidelines ought to to not be understood as a theoretical or authorized obligation however slightly as a sensible one which, in every case, seems to be to who in truth is exercising duty for the kid. That duty could have been for a brief period in that the current preparations could have begun fairly not too long ago.
  3. “Duty” for a kid’s upbringing could also be undertaken by people aside from a baby’s dad and mom and could also be shared between totally different people: which can notably come up the place the kid stays in its personal nation while the one dad or mum concerned in its life travels to and lives within the UK.
  4. Wherever the dad and mom are, if each dad and mom are concerned within the upbringing of the kid, it is going to be distinctive that one among them could have sole duty.
  5. Whether it is stated that each should not concerned within the little one’s upbringing, one of many indicators for that can be that the opposite has deserted or abdicated his duty. In such circumstances, it might be justified to search out that that dad or mum not has duty for the kid. 
  6. Nevertheless, the problem of sole duty is not only a matter between the dad and mom. So even when there is just one dad or mum concerned within the little one’s upbringing, that dad or mum could not have sole duty.
  7. Within the circumstances prone to come up, day-to-day duty (or decision-making) for the kid’s welfare could essentially be shared with others (reminiscent of family members or associates) due to the geographical separation between the dad or mum and little one.
  8. That, nevertheless, doesn’t forestall the dad or mum having sole duty inside the which means of the Guidelines. 

It’s the idea of “authority” or “management” over a baby’s upbringing which is vital. While others (for instance, family members) could, take care of a baby, it could be that they’re doing so solely on behalf of the kid’s dad or mum.

A extremely key challenge would be the proof of contact between the applicant dad or mum and the carer on vital choices to be taken in regards to the little one and his or her upbringing.

In conditions the place just one dad or mum is within the image, if that dad or mum can present that she or he has management over the main choices that have an effect on a baby’s life, even from afar, then this can be robust proof to counsel that they meet the “sole” duty take a look at.

The courts counsel it could even be useful to have a look at the monetary help (or lack of it) offered by the dad or mum to the kid or the carers of the kid for the needs of his or her upbringing. The courts particularly point out that its absence could also be telling, so this challenge must be highlighted — both confirming monetary help is given and offering proof of this, or explaining that it’s not and explaining why not. 

Usually lives with

The “usually lives with” take a look at solely applies the place the kid is already within the UK and making use of for depart to stay with a sponsoring dad or mum who has or is making use of on the identical time for settlement. There isn’t a equal within the guidelines for entry clearance.

The sponsoring dad or mum should present that the kid “usually lives with this dad or mum and never their different dad or mum”. See paragraph E-LTRC.1.6 of Appendix FM.

The place the dad and mom are separated and the kid “lives with” each of them, on the face of it this case doesn’t qualify. Nevertheless, the House Workplace steering goes on to elucidate that conditions of shared duty do doubtlessly qualify the place there’s a shared residence order or consensual settlement between the dad and mom:

the place a baby spends equal time with both dad or mum, for instance 7 days out of 14 with each all year long, for the needs of this route, the kid can be thought-about to ‘usually dwell with’ the applicant.

Proof can be wanted. A courtroom order would usually be thought-about enough the place there may be one. Affirmation from the opposite associate or proof from college or comparable, from an expert service supplier or from a department of presidency such because the Division for Work and Pensions, HM Income and Customs or social providers will also be sought.

Exclusion undesirable

The total take a look at below this route is whether or not

there are critical and compelling household or different issues which make exclusion of the kid undesirable and appropriate preparations have been made for the kid’s care.

This take a look at was thought-about in a case referred to as Mundeba (s.55 and para 297(i)(f)) [2013] UKUT 88 (IAC). The tribunal held that

The train of the responsibility by the Entry Clearance Officer to evaluate an utility below the Immigration Guidelines as as to whether there are household or different issues making the kid’s exclusion undesirable inevitably entails an evaluation of what the kid’s welfare and finest pursuits require.

When making this evaluation the courtroom advised the next:

Household issues require an analysis of the kid’s welfare together with emotional wants. ‘Different issues’ are available to play the place there are different points of a kid’s life which are critical and compelling for instance the place an applicant resides in an unacceptable social and financial surroundings. The main focus must be on the circumstances of the kid within the gentle of his or her age, social background and developmental historical past and can contain inquiry as as to whether:-

  1. there may be proof of neglect or abuse;
  2. there are unmet wants that must be catered for;
  3. there are secure preparations for the kid’s bodily care;

The evaluation entails consideration as as to whether the mix of circumstances are sufficiently critical and compelling to require admission.

The proof which is likely to be superior to help an utility made on this foundation can be, as legal professionals say, extremely fact-sensitive.

Critical and compelling causes

This take a look at is just for kids making use of as dependants on a route laid out in Appendix Youngsters, which incorporates a lot of the points-based routes. The rule for entry clearance and permission purposes is at paragraph CHI 3.2.:

the choice maker is glad that there are critical and compelling causes to grant the applicant entry clearance or permission to stick with the dad or mum who’s making use of for or has entry clearance or permission to remain or who is roofed by CHI 3.2.(b)

A dad or mum coated by paragraph CHI 3.2.(b) is a British citizen or an individual who has a proper to enter or keep within the UK with out restriction, and both lives or intends to dwell within the UK.

In contemplating whether or not there are critical and compelling causes to grant the appliance, House Workplace choice makers are directed to think about whether or not there are good explanation why the opposite dad or mum isn’t coming to the UK, whether or not there are good causes for the kid to not keep abroad with their different dad or mum, and whether or not coming to the UK or staying within the UK could be in one of the best pursuits of the kid.

The steering offers examples of things that may point out that there are critical and compelling causes to grant the appliance, which embody the place the opposite dad or mum is taking care of a relative abroad who requires care, or the place the opposite dad or mum is not in a relationship with the dad or mum coming to the UK, is unwilling to maneuver to the UK and the kid at present lives with the dad or mum coming to the UK.

Examples of things that may not point out that there are critical and compelling elements are additionally given, together with for instance the place the kid lives with one other relative abroad who may proceed to supply care (for instance grandparents).

Proof must be offered to help the explanations relied upon. The steering additionally notes that the place the opposite dad or mum is abroad however stays concerned within the little one’s life, written consent for the kid’s utility can be a constructive think about assessing the kid’s finest pursuits. 

What about one of the best pursuits of kids?

In all immigration choices affecting kids in the UK, part 55 of the Borders, Citizenship and Immigration Act 2009 has the impact that one of the best pursuits of the kid have to be thought-about. That responsibility doesn’t apply to kids outdoors the UK, although. In T (s.55 BCIA 2009 – entry clearance) Jamaica [2011] UKUT 00483 (IAC) the Higher Tribunal inevitably determined that the language of part 55 allowed for no different conclusion.

The statutory steering referred to by the Higher Tribunal within the dedication is that of November 2009 entitled Each Little one Issues, Change for Youngsters. This stays present immediately. At paragraph 2.34 of the steering it states

The statutory responsibility in part 55 of the 2009 Act doesn’t apply in relation to kids who’re outdoors the UK.  Nevertheless, UK Border Company employees working abroad should adhere to the spirit of the responsibility and make enquiries once they have cause to suspect {that a} little one could also be in want of safety or safeguarding, or presents welfare wants that require consideration. In some cases worldwide or native agreements are in place that let or require kids to be referred to the authorities of different nations and UK Border Company employees will abide by these.

The Higher Tribunal additionally held that

…the place there are causes to consider {that a} little one’s welfare could also be jeopardised by exclusion from the UK, the issues of Article 8 ECHR, the “exclusion undesirable” provisions of the Immigration Guidelines and the additional statutory steering to Entry Clearance Officers to use the spirit of the statutory steering in sure circumstances ought to all be taken into consideration by the ECO at first occasion and the choose on enchantment.

Because the tribunal says within the case, it’s troublesome to ponder a situation the place the part 55 responsibility is materials to an immigration choice and signifies a sure end result however Article 8 doesn’t. The truth that part 55 doesn’t apply to kids outdoors the UK due to this fact ought to matter little or no in follow.

Is “sole duty” nonetheless the best method immediately?

The ‘sole duty’ and ‘critical and compelling household or different issues which make exclusion of the kid undesirable’ assessments for the admission of kids to affix dad and mom within the UK have featured within the Immigration Guidelines for time immemorial. Because the lifting of the UK’s immigration reservation to the UN Conference on the Rights of the Little one, the passage of part 55 of the Borders, Citizenship and Immigration Act 2009 and circumstances like EM (Lebanon) and ZH (Tanzania) we must always all now be following a way more child-centred method in immigration legislation.

Which means placing one of the best pursuits of the kid entrance and centre but additionally making certain that the voice of the kid is heard.

Like the principles themselves, the reality is that not so much has modified in the best way a few of us argue and proof these little one entry clearance circumstances the place one dad or mum is resident within the UK however the different isn’t.

Too usually, immigration circumstances for or about kids are nonetheless devoid of actual proof from or in regards to the little one. What does the kid consider shifting nation, leaving every little thing she or he is aware of behind her or him and becoming a member of a hitherto absent dad or mum? Is it thrilling and can it fill an emotional gap of their life to be with the dad or mum, or are they scared on the prospect of the unknown? Or each? Very often, we merely don’t know. Or ought to we merely settle for that oldsters know what’s finest for the youngsters and must be permitted to make choices about their nation of residence?

The ‘sole duty’ take a look at specifically is a distraction from what ought to, if a genuinely child-centred method had been adopted, be the true related issues. It diverts Entry Clearance Officers, immigration legal professionals and judges from trying on the scenario of the kid and causes concentrate on the scenario of the dad or mum. It’s nearly as if being reunited with one’s little one is a reward for taking an extended distance curiosity of their upbringing. The proper method is unquestionably to look at the case from the kid’s perspective — it’s the little one’s enchantment in spite of everything — and contemplate what’s finest for that little one.

In nearly all circumstances, it is going to be finest for a kid to dwell along with his or her dad or mum. If the kid is at present dwelling with a carer or a relative aside from a dad or mum and the opposite dad or mum isn’t in a position or keen to supply care, there’s a very robust argument that the kid must be admitted to the UK on the identical foundation as different kids with out extra hurdles being imposed.

In Mundeba (s.55 and para 297(i)(f)) Democratic Republic of Congo [2013] UKUT 88 (IAC) the Higher Tribunal deconstructed the language of para 297(i)(f) and allowed for a extra inclusive method to the ‘exclusion undesirable’ take a look at than has historically been the case, studying into it not less than among the extra child-centred trendy issues one would count on at the present time. Even then, although, the take a look at requires one thing way over finest pursuits:

In our view, ‘critical’ implies that there must be greater than the events merely needing a state of affairs to acquire. ‘Compelling’ within the context of paragraph 297(i)(f) signifies that issues which are persuasive and highly effective. ‘Critical’ learn with ‘compelling’ collectively point out that the household or different issues render the exclusion of the kid from the UK undesirable. The evaluation is one among diploma and type.  Such an interpretation units a excessive threshold that excludes circumstances the place, with out extra, it’s merely the want of events to be collectively nevertheless pure that ambition that could be.

The tribunal goes on to carry:

The train of the responsibility by the Entry Clearance Officer to evaluate the appliance below the Immigration Guidelines as as to whether there are household or different issues making the kid’s exclusion undesirable inevitably entails an evaluation of what the kid’s welfare and finest pursuits require…

As a place to begin one of the best pursuits of a kid are often finest served by being with each or not less than one among their dad and mom. Continuity of residence is one other issue; change within the place of residence the place a baby has grown up for various years when socially conscious is vital: see additionally SG (little one of a polygamous marriage) Nepal [2012] UKUT 265 (IAC); [2012] Imm AR 939.

Sole duty as interpreted as a take a look at of a dad or mum’s stage of engagement with the main choices in a baby’s life is a hangover from a bygone age. An astute lawyer can draw on different arguments to argue a case in an applicable, modem and child-centred manner.


This text was initially revealed manner again in March 2013 and has been up to date a number of instances, most not too long ago by Rachel Whickman, to take account of modifications within the legislation since then. It’s appropriate as of the brand new date of publication.



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